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On August 7, 2013, regulations adopting e-filing documents in cases before OHA was published in the Federal Register PDF | TXT

For a list of cases currently on appeal.


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Filing Procedures

The following filing procedures apply to proceedings before judges and hearing officials within the Office of Hearings and Appeals only. Parties should also consult the applicable provisions of the Code of Federal Regulations (C.F.R.). A party may file a submission via U.S. mail, hand-delivery or electronically.

OHA's Web-based E-filing System (OES)

In May 2012, OHA launched its new web-based e-filing system (OES). OES utilizes standard web-based screens and prompts to enable you to submit documents in PDF format directly to OHA within minutes. When creating your PDF documents, you choose the tool, process and workflow with which you author your documents, convert them to standard PDF files and then submit them to OHA's secure servers. For information on how E-filing works, please go here. Parties may still opt to file by facsimile transmission. However, lengthy submissions are not permitted via facsimile transmission and must be followed up by a hard copy to OHA. Parties are encouraged to use OES as the means for electronic submissions. For information on OHA's Facsimile Policy, go here.

Format of Briefs and Exhibits
Briefs are generally limited to a maximum of 15 pages unless the case is exceptionally complex. The judge or hearing official has discretion as to whether to allow longer filings.

For HEA cases where both parties are filing electronically or Overpayment cases, parties do not have to also file a hard copy with OHA. In all other proceedings before OHA, a party must file an original hard copy and one copy by U.S. Mail, private courier, or hand-delivery regardless of whether a party chooses to submit their brief or other pleading electronically.

All exhibits submitted by the United States Department of Education should be marked numerically after the symbol ED, such as ED-1, ED-2, etc., and those of Respondent should be marked numerically after the symbol R, such as R-1, R-2, etc. All pages of each exhibit should be consecutively numbered. Exhibits should be submitted on 8½ x 11 paper in booklet format, tabbed, and bound firmly along the left margin. The binding should obscure no part of the text of the exhibit. The brief should not be attached to the exhibit booklet. Three ring loose-leaf binders, binder clips, and rubber band or string bindings may not be used.

The parties should refer to the case docket number in all correspondence. All submissions relating to the proceeding shall be in the form of an original and one copy to our office, with simultaneous service of an additional copy upon all opposing parties. A party should include as exhibits any references to materials other than published statutes, regulations, and decisions. Consistent with the rules for citation contained in THE BLUEBOOK: A UNIFORM SYSTEM OF CITATION, cite all federal regulations to the Code of Federal Regulations (C.F.R.) by title, section, and year. Cite to the most recent edition of the C.F.R. only when appropriate.

A continuance of the schedule provided in the Order Governing Proceedings will be given only in cases where good cause is shown. Upon request, either party may file a reply brief.

Privacy Issues
Electronic documents that contain personally identifying information should be redacted. Personally identifiable information includes social security numbers, dates of birth, personal financial account numbers, and home addresses of students or individuals. See OHA's Privacy Procedures for Filings to comply with our requirements regarding the inclusion and/or redaction of personally identifiable information in a party's brief or exhibits.

Failure to comply with the procedures and instructions set forth herein, without demonstration of exceptional circumstances, shall result in rejection of the submission.

Go Here to Get OHA's Mailing Addresses


Office of Hearings & Appeals
400 Maryland Avenue, SW
Washington, DC 20202-4611
(202) 245-8300 (Office) | (202) 245-6931 (fax)